Expertise

KRX's Delisting Procedures Stage

① Detailed analysis and review of client's problems and issues: Establishing defense strategy based on analysis of KRX’s grounds for delisting and appropriate countermeasures thereto 

② Provision of assistance in preparing and submitting various documents: Providing assistance in preparing countermeasures to the KRX officials' examination of listing eligibility and client’s preparation and submission of documents and materials (including improvement plan, report on implementation of improvement plan, plan for additional improvement, etc.) required by the KRX at each phase of delisting process

③ Attendance at committee meetings: Attending as client's legal advisor the committee meetings convened by the KRX for the deliberation of the Company Evaluation Committee and the Market Committee and re-deliberation of the Market Committee after objection, etc. as client’s legal advisor to answer questions from the committee members and provide expert opinion 

④ Comprehensive legal advice to implement improvement plan during improvement period: we will take countermeasures to and communicate about issues arising during the improvement period so that our client can win the decision of continued listing at the end of the improvement period, and also provide written opinion if necessary


Court Proceedings Stage

① Application for provisional injunction to suspend effect of delisting decision: Filing the application for provisional injunction with the court to seek suspension of the effect of delisting decision and prevention of the pre-delisting trading procedure from commencing 

② Institution of lawsuit to confirm nullity of delisting decision: Filing a lawsuit to confirm nullity of the delisting decision and therefore resume the stock transactions


Prosecutors' Office’s Investigation Stage (including investigations by regulatory authorities) 

① Countermeasures to investigations by regulatory authorities (including the Financial Supervisory Service (FSS) and Financial Services Commission (FSC)): Performing thorough analysis and review of investigations regarding alleged unfair trading in the capital market by the FSS's Capital Market Investigation Bureau or the FSC’s Capital Market Investigation Team for providing effective defense

② Countermeasures to Prosecutors' Office's investigations: Preparing defense strategy and preventing the risk of delisting in response to the investigations by the Prosecutors’ Office on alleged charges which can be the direct cause of delisting such as embezzlement or breach of trust, etc. of client’s management or violation of the "Financial Investment Services and Capital Markets Act"