Senior Advisor
TEL |
+82-2-6386-0748 |
E-MAIL |
eunsoo.ha@leeko.com |
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Senior Advisor Eunsoo Ha started his career in financial regulations and enforcement when he joined the Securities Supervisory Board (currently Financial Supervisory Service) in 1990. Since then, he has acquired comprehensive knowledge of the financial market and at various times during his long and successful career, he was in charge of various responsibilities such as issuance of securities, market regulation, supervision and examination of financial institutions for around 30 years.
During his 12 years as an unfair stock trading investigator, including his secondment to the U.S. Securities and Exchange Commission in 2007, he has handled a vast number of investigations and contributed greatly to the education and training of transfer investigators as well as the development and establishment of investigation techniques and systems, respectively. He is considered to be one of the main contributors who has laid the foundation for the Financial Supervisory Service's investigation of unfair stock trading.
During his tenure as the Head of the Credit Finance Examination Office and the Bank Compliance Examination Department, he has been highly regarded as a market-friendly director who faithfully listens to problems and difficulties of the institutions in conducting examinations and sanctions on credit card companies, capitals and banks.
He was appointed as the Executive Director of the Korea Savings Bank Federation in 2018. He has greatly improved the working environment of savings bank by implementing a digital banking strategy that is suitable for the non-face-to-face era, diversifying the receiving channels of savings banks by incorporating it into retirement pension packages and strengthening customer rights protection measures.
With a comprehensive understanding and a wide range of experience from the capital market to the second-tier financial sector, he provides hands-on practical advice on various financial issues as well as in-depth solutions to issues such as examinations, unfair stock trading investigations and sanctions.
학력
2021 |
연세대학교 최고경영자 과정(89기) 수료 |
1987 |
경북대학교 심리학 석사 |
1985 |
경북대학교 심리학 학사 |
경력
2021-현재 |
법무법인(유) 광장(Lee & Ko) |
2018-2021 |
저축은행중앙회 전무이사 |
2017-2018 |
금융감독원 불법금융 대응단 금융교육 교수 |
2016-2017 |
금융감독원 은행준법검사국장 |
2015-2016 |
금융감독원 여신전문검사실장 |
2014-2015 |
금융감독원 자본시장조사 1국 부국장 |
2013-2014 |
금융감독원 특별조사국 조사 팀장 |
2012-2013 |
금융감독원 제18대 대통령선거 관련 테마주 특별조사 반장 |
2010-2012 |
금융감독원 자본시장조사 1국 불공정거래 특별조사 팀장 |
2009-2010 |
충남도청 경제협력관 파견 근무(팀장급) |
2008-2009 |
금융감독원 자본시장조사 1국 수석 검사역 |
2007-2008 |
미국 증권거래위원회(SEC) 파견 근무 |
2002-2007 |
금융감독원 자본시장조사국(불공정거래 조사) 조사 담당 |
2001-2002 |
금융감독원 증권검사2국 검사 담당 |
2000-2001 |
금융감독원 조사총괄국 조사총괄팀 선임검사역 |
1999-2001 |
금융감독원 Arthur Anderson 경영 컨설팅 증권분야 카운터 파트너 |
1999 |
금융감독원 보험검사 9국 검사 담당 |
1990-1999 |
증권감독원(총무국, 재무관리국, 시장관리실, 검사총괄국 등) 근무 |
주요업무분야
Banking |
Financial Compliance |
Non-banking Financial Institutions |
Capital Markets |
Capital Markets Compliance |
Asset Management |
Securities |
Accounting Audit Inspection |
Tech & AI |
Virtual Asset Regulation · Investigation Response |
언어
저서/활동/기타
- 읽다 보면 이해되는 증권불공정거래 조사 (에세이퍼블리싱, 2009)